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ICMA SOFQ Exam Actual Questions
Securities Operations Foundation Qualification (SOFQ)

SOFQ PDF Dumps
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  • SOFQ Exam Questions
  • Questions: 50 Q&A
  • File Format: PDF Print-able
  • Testing Engine Software:Included
  • Last Updated: 09 May, 2025
  • Free Update: 60 Days
  • Success Rate: 97%
  • Price: one time payment 50% Off   $68

Passing the ICMA SOFQ (Securities Operations Foundation Qualification (SOFQ))

Passing the SOFQ (Securities Operations Foundation Qualification (SOFQ)) exam has never been easier. With the comprehensive SOFQ Exam Prep Package, you’ll significantly increase your chances of passing on your first attempt. This Securities Operations Foundation Qualification (SOFQ) exam preparation package is designed to save you both time and money. There's no need to enroll in expensive SOFQ Securities Operations Foundation Qualification (SOFQ) boot camps or pay hundreds of dollars for preparation.

By simply reviewing the 50 expertly crafted questions and answers included in the Securities Operations Foundation Qualification (SOFQ) exam prep materials, you’ll gain the knowledge and confidence needed to successfully clear the SOFQ exam.


Who is the SOFQ (Securities Operations Foundation Qualification (SOFQ)) Exam Prep Package Designed For?

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SOFQ Exam Objectives & Details

If you are interested in pursuing a career in securities operations, then passing the ICMA SOFQ exam is a crucial step towards achieving your goal. The ICMA SOFQ Securities Operations Foundation Qualification exam is designed to test your understanding of the basic concepts, principles, and practices of securities operations. The exam covers various topics related to securities operations, such as settlement, trade lifecycle, regulation, and risk management. In this article, we will provide you with all the information you need to know about the ICMA SOFQ exam, including its objectives, exam details, related books, and more.

Exam Objectives:

The ICMA SOFQ exam aims to test the candidate's knowledge and understanding of the following:

  • The securities industry and its participants
  • Market infrastructure and trade lifecycle
  • Securities settlement
  • Custody and nominee services
  • Corporate actions
  • Regulatory and compliance framework
  • Money market instruments and bonds
  • Equity securities
  • Derivatives and structured products
  • Collateral management and securities lending
  • Risk management and mitigation
  • Basic accounting principles and financial statements

The exam is designed to provide candidates with an understanding of the essential concepts, principles, and practices of securities operations. It is a foundation-level exam that is suitable for those who are new to the securities industry or have less than two years of experience in securities operations.

Exam Details:

The ICMA SOFQ exam is a computer-based exam that is delivered through the Prometric testing network. The exam consists of 70 multiple-choice questions and lasts for 2 hours. The passing mark for the exam is 70%, and the exam fee varies depending on your location. The exam fee ranges from €250 to €400, with discounts available for ICMA members.

It is essential to note that the ICMA SOFQ exam is only available in English, and candidates must have a good understanding of the English language to take the exam.

Who Should Take the Exam?

The ICMA SOFQ exam is suitable for those who are new to the securities industry or have less than two years of experience in securities operations. The exam is designed for individuals who work in securities operations, including settlement, custody, and corporate actions, as well as those who work in risk management, compliance, and regulation. The exam is also suitable for those who are interested in pursuing a career in securities operations and want to demonstrate their knowledge and understanding of the essential concepts, principles, and practices of securities operations.

Prerequisites and Qualifications:

There are no specific prerequisites or qualifications required to take the ICMA SOFQ exam. However, candidates must have a good understanding of the English language and a basic knowledge of the securities industry and its participants.

Related Books:

There are several books available that can help candidates prepare for the ICMA SOFQ exam. Some of the most popular books are:

  • "Securities Operations: A Guide to Trade and Position Management" by Michael Simmons
  • "The Trade Lifecycle: Behind the Scenes of the Trading Process" by Robert P. Baker
  • "Securities Operations: A Guide to Operations and Information Systems in the Securities Industry" by Michael Simmons and Elaine Dalgleish
  • "Securities Operations: A Guide to Settlement, Custody and Accounting" by David Loader
  • "The Handbook of Fixed Income Securities" by Frank J. Fabozzi and Steven V. Mann
  • "The Handbook of Equity Market Anomalies: Translating Market Inefficiencies into Effective Investment Strategies" by Leonard Zacks
  • "The Handbook of Financial Instruments" by Frank J. Fabozzi

These books cover various topics related to securities operations and can help candidates prepare for the exam. They provide a comprehensive overview of the securities industry, market infrastructure, trade lifecycle, and other essential concepts, principles, and practices of securities operations.

In conclusion, passing the ICMA SOFQ exam is essential for those who want to pursue a career in securities operations. The exam covers various topics related to securities operations, including settlement, trade lifecycle, regulation, and risk management. Candidates must have a good understanding of the English language and a basic knowledge of the securities industry and its participants to take the exam. To prepare for the exam, candidates can use the recommended books, which provide a comprehensive overview of the essential concepts, principles, and practices of securities operations.

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